1·His hard work earns him a job at India's securities regulator.
他的努力使他在印度证券管理局谋得一份工作。
2·In a brief announcement on its website, China's securities regulator said it had approved a transfer of more than 5 per cent of CICC shares.
中国证券监管机构在网站上发布简短公告，称已批准中金公司逾5%的股份易手。
3·After the market closed on October 16th, the securities regulator unveiled rules it proposes for foreign investors who are not registered in India.
10月16日，在股市收市后，印度的股市监管机构发布了对那些未在印度注册的外国投资人的法令草案。
4·Its ultimate ownership and beneficiaries are obscured by a mesh of holding vehicles that India's securities regulator says it does not fully understand.
信实利用印度证券监管者不完全理解的股权工具联系网将其所有权和受益者模糊化了。
5·Rather as after Enron, the securities regulator in Massachusetts has demanded that UBS and Bear Stearns hand over internal details of their research coverage of subprime lenders.
比起安然丑闻发生后才开始调查，马塞诸塞的证券监管部门已经要求瑞银集团和Bear Stearns递交他们覆盖次优贷款借款人的研究细节。
6·It's telling, especially in light of the company's recent accounting run-in with the SEC in which the regulator questioned the lack of write-downs of certain Berkshire securities.
这能说明问题，特别是鉴于伯克希尔近期与美国证交会的会计之争，美国证交会质疑伯克希尔对所持某些证券减记不足。
7·Also, a Conduct of Business Regulator would be responsible for investor protection. This agency would perform many duties currently done by the Securities and Exchange Commission.
另外，业务规范监管局将负责投资人的保护，并且将履行目前由美国证券交易委员会(SEC)履行的许多职能。
8·This can be ordered by the regulator, because of a breach of securities rules, or can be arranged by the company itself, because it is being taken private, has merged with another group, etc.
可能是因为违规操作而被监管机构下令摘牌，也可能是由于被私人收购，与其他集团合并等原因公司自己作出的安排。
9·As shown by histories of multiple countries and theoretical analysis, securities exchanges can and only can function as a valid regulator under the pressure of competition.
多国历史事实和理论推演证明：证券交易所只有在竞争环境下，才会对证券市场进行积极有效的监管，这一监管的动力在于交易所追求收入的最大化。